Are you a new dealer and unsure of what records to keep?
Have you been taught by previous employers, but don't know if you are in compliance with federal and state laws?
Are you completing an OFAC check on all your customers?
Do you have a written Safeguards and Red Flags plan?
What will the State of Colorado look at during a Compliance Inspection?
Do you want a check of your dealership lot, paperwork and practices?
If you wish a comprehensive review, CAPSS offers on-site compliance audits on the Western Slope of Colorado through the services of Connie Hatch.
An on-site audit can prepare you for an inspection by the state, and give you the opportunity to ask questions specific to your dealership practices. Detailed reports provide you with information on potential violations, along with recommendations for alleviating those violations.
These audits can be simple or comprehensive, and can be conducted at your convenience. For more information, call Connie at 970-209-7499.